---
title: "Securities Law Consultation | Going Public Attorney"
description: "Securities law engagement assessment. Attorneys for going public, SEC reporting, OTC markets compliance, Form 211 applications, and reverse mergers. Call (248) 266-2790."
canonical: "https://acquisitionstars.com/consultation/securities-law"
firm: "Acquisition Stars"
practice: "M&A and securities law"
office: "Novi, Michigan (serves clients nationwide)"
contact: "consult@acquisitionstars.com | 248-266-2790"
---

# Securities Law Consultation: Going Public & SEC Compliance

Securities Law Division

A securities attorney handles SEC registration, going public transactions, OTC markets compliance, and ongoing reporting requirements. Acquisition Stars helps companies with the M&A side of going-public transactions and works with independent securities counsel on Form 211 applications, reverse mergers, and direct listings. Personal attention from senior counsel on every engagement.

Public Company Transactions

Works With Securities Counsel

OTC Markets Coordination

**☎️ Need immediate advice?** Call our team now: [(248) 266-2790](tel:+12482662790)

## Securities Law Consultation

Discuss your going public strategy, SEC compliance needs, or OTC listing questions. Confidential.

**100% Confidential** • Responses within 24 hours

### What We'll Discuss

#### Going Public Strategy

Form 211 vs reverse merger vs direct listing-we'll help you choose the right path to public markets

#### SEC Registration Requirements

Reg A+, Reg D, S-1 registration-understand what's required for your situation

#### OTC Markets Compliance

OTCQB, OTCQX listing requirements, ongoing disclosure obligations, and market tier upgrades

#### Timeline & Process Expectations

Realistic timeframes and a clear process overview for your securities law needs

### Securities Matters We Help Coordinate

Acquisition Stars helps with the M&A and corporate side of these transactions and works with independent securities counsel on the securities work itself. We tell you who would handle your matter before any introduction, and you decide whether to proceed.

**Form 211 Applications** - FINRA filing, market maker coordination, OTC quotation

**Reverse Mergers** - Shell company acquisition, SEC cleanup, post-merger compliance

**SEC Reporting** - 10-K, 10-Q, 8-K filings, proxy statements, Section 16 compliance

**OTCQB/OTCQX Listings** - Application prep, ongoing compliance, tier upgrades

**Private Placements** - Reg D offerings, PPM drafting, investor verification

### Why Companies Choose Us

**Public Company Transactions** - Track record across technology, healthcare, manufacturing, and cannabis sectors

**M&A and Securities Coordination** - 15+ years of M&A experience, working with independent securities counsel on federal securities matters

**Personal Attention** - Senior counsel involved in every engagement from start to finish

**Nationwide Practice** - We represent companies in all 50 states on the M&A side of going public, working with independent securities counsel on the securities work

## How We Support Securities Matters

### Going Public Transactions

Take your company public through Form 211 (direct quotation), reverse merger, or SEC registration. Acquisition Stars helps with the M&A and corporate cleanup side of the transaction and works with independent securities counsel on FINRA coordination, SEC filings, and market maker relationships. Timeline: 3-12 months depending on method.

### SEC Reporting & Compliance

Ongoing compliance for public companies: 10-K annual reports, 10-Q quarterlies, 8-K current reports, proxy statements, and Section 16 insider filings. Acquisition Stars works with independent securities counsel to keep this reporting timely and accurate.

### OTC Markets Listings

OTCQB and OTCQX application preparation, ongoing disclosure compliance, and tier upgrades. Acquisition Stars works with independent securities counsel to help companies achieve and maintain verified disclosure status for better trading visibility and investor confidence.

### Private Placements

Reg D offerings (506(b), 506(c)), private placement memorandum drafting, subscription agreements, investor verification, and blue sky compliance. Raise capital while maintaining securities law compliance.

## Securities Law FAQs

### What's the fastest way to take my company public?

A Form 211 application is typically the fastest path to public trading, taking 3-6 months. Reverse mergers can be faster (2-4 months) but require finding a suitable shell company. Traditional SEC registration (S-1) takes 6-12+ months but provides more flexibility for capital raising.

### How much does it cost to go public?

Going public costs $50,000-$250,000+ depending on the method. Form 211: $50,000-$100,000 (legal, audit, market maker). Reverse merger: $75,000-$200,000 (shell cost, legal, audit). SEC registration: $150,000-$500,000+ (legal, accounting, underwriting). Ongoing compliance adds $50,000-$150,000 annually.

### What's the difference between OTCQB and OTCQX?

OTCQB is the "Venture Market" for earlier-stage companies-requires SEC reporting or Reg A, $0.01 minimum bid, and annual verification. OTCQX is the premium tier-requires SEC reporting, $0.25 minimum bid, audited financials, and no bankruptcy. OTCQX companies often have better trading liquidity and institutional investor access.

### Do I need audited financials to go public?

Yes, for most paths. SEC reporting companies need PCAOB audits. OTCQB Alternative Reporting requires CPA-reviewed financials. OTCQX requires audited financials. Even Form 211 applications increasingly require audited or reviewed financials for successful FINRA approval. Budget $15,000-$50,000 annually for audit costs.

### What ongoing compliance is required for public companies?

SEC reporting companies file 10-K (annual), 10-Q (quarterly), and 8-K (current events) reports. Insiders file Forms 3, 4, and 5 for stock transactions. Proxy statements are required for shareholder meetings. OTC companies also file ongoing disclosures with OTC Markets. Miss a deadline and you risk trading suspension.

## Ready to Discuss Your Securities Law Needs?

Submit your details for an engagement assessment on going public, SEC compliance, or OTC markets.

[Call (248) 266-2790](tel:+12482662790) Request Engagement Assessment

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Source: https://acquisitionstars.com/consultation/securities-law

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