South Carolina regulates securities under the South Carolina Uniform Securities Act, enforced by the Securities Division of the Office of the Attorney General. South Carolina adopted the Uniform Securities Act and requires registration or exemption for all securities offered or sold in the state.
South Carolina allows registration by coordination, qualification, or notice filing. Reg D Rule 506 offerings require Form D notice filing with the Securities Division. Filing fee is $300.
Understanding the core regulatory framework in South Carolina:
Securities must be registered before offer or sale unless exempt
South Carolina adopted the 2002 Uniform Securities Act
Anti-fraud provisions apply to all securities transactions
The Securities Division has authority to investigate and bring enforcement actions
South Carolina provides the following exemptions from full securities registration:
South Carolina imposes civil penalties up to $10,000 per violation, criminal penalties including fines and imprisonment, investor rescission rights, and administrative sanctions.
South Carolina's growing manufacturing and technology sectors generate M&A activity. Transactions involving South Carolina shareholders require compliance when stock is part of the deal. Acquisition Stars handles South Carolina filings for multi-state transactions.
Acquisition Stars handles blue sky compliance, M&A transactions, and securities offerings nationwide. Managing partner Alex Lubyansky provides direct counsel on every engagement.
Common questions about South Carolina blue sky laws and securities compliance
Our managing partner provides selective securities and M&A counsel for transactions involving South Carolina blue sky law compliance. Submit your transaction details for a preliminary assessment.
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