Securities Lawyer • Lexington, Massachusetts

Securities Lawyer in Lexington

By · Managing Partner
Last updated

Looking for an experienced securities lawyer in Lexington? Our firm specializes in complex securities transactions, SEC compliance, public offerings, and regulatory matters for companies across Technology, Biotech, Professional Services.

Selective M&A Practice
Personal Attention
Senior Counsel on Every Deal

Talk to Alex About Your Lexington Transaction

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What We Do

Alex Lubyansky handles securities law work for buyers and sellers in Lexington and across the country. Here is what that looks like:

  • SEC registration statements and compliance filings
  • Public offerings (IPOs, direct listings, SPACs)
  • Private placements and Regulation D offerings
  • Regulation A and Regulation Crowdfunding
  • Blue sky compliance and state securities laws
  • Securities litigation defense
  • Corporate governance and reporting obligations
  • Insider trading and Section 16 compliance

Who We Serve

We work best with people who know what they want and are ready to move:

  • Companies planning to go public
  • Private companies raising capital
  • Public companies with ongoing SEC obligations
  • Startups and growth-stage companies
  • Investment funds and advisors
  • Directors and officers facing securities issues

See If Your Deal Is a Fit

Tell us what you are working on. We respond within one business day.

Your information is kept strictly confidential and will never be shared. Privacy Policy

Our Process

A structured, methodical approach to securities law

1

Initial Consultation

We discuss your securities law needs, review your current situation, and outline potential strategies and timelines.

2

Due Diligence & Analysis

Our team conducts thorough due diligence of your corporate structure, financial statements, and compliance history.

3

Strategy Development

We develop a customized securities strategy tailored to your business goals, whether it's going public, raising capital, or maintaining compliance.

4

Execution & Filing

We prepare and file all necessary documentation with the SEC, state regulators, and exchanges, managing the entire process.

5

Ongoing Support

After the transaction closes, we provide continued support for ongoing compliance, reporting, and corporate governance matters.

What Happens After You Submit

We don't take every matter. Here is what happens when you reach out.

1

Personal Review (Within 24 Hours)

Alex reviews your transaction details personally. No intake coordinators, no junior associates screening your submission.

2

Fit Assessment

We evaluate whether your deal aligns with our practice. Not every matter is a fit, and we will tell you directly if it is not.

3

Initial Conversation

If there is alignment, Alex schedules a direct call to discuss your transaction, timeline, and objectives.

4

Clear Engagement Terms

Before any work begins, you receive a written engagement letter with defined scope, timeline, and fee structure. No surprises.

Request Your Lexington Engagement Assessment

Alex Lubyansky handles every securities law engagement personally.

15+ years of M&A experience. Nationwide. One attorney on every deal.

Request Engagement Assessment

We review every transaction inquiry within one business day.

Your information is kept strictly confidential and will never be shared. Privacy Policy

Questions to Ask Any M&A Attorney Before Hiring

Use these before you call any firm, including ours.

1. "Who will actually handle my transaction?"

At many firms, a partner sells the work and a junior associate does it. Ask for the name of the attorney who will draft and negotiate your documents.

2. "How many M&A transactions has the lead attorney closed in the past 12 months?"

Volume indicates current, active deal experience, not just credentials from years ago.

3. "What is your experience with my deal size and industry?"

A $500K SBA acquisition and a $50M PE deal require different skill sets. Make sure the attorney has handled transactions similar to yours.

4. "Will you coordinate with my CPA, financial advisor, and broker?"

M&A transactions require a team. Your attorney should work with your other advisors, not in a silo.

5. "How do you handle post-closing disputes?"

Reps, warranties, and indemnification claims surface months after closing. Ask whether the firm handles post-closing litigation or refers it out.

6. "What is your fee structure, and what drives cost?"

Hourly, flat fee, or hybrid. Ask what factors increase legal costs so there are no surprises.

Frequently Asked Questions

Common questions from Lexington clients

What does a securities lawyer do?
A securities lawyer advises companies on all aspects of securities law, including public offerings, private placements, SEC compliance, securities litigation, and regulatory investigations. We help companies navigate complex federal and state securities regulations to raise capital, go public, and maintain ongoing compliance.
When should I hire a securities lawyer?
You should engage a securities lawyer whenever you're planning to raise capital, considering going public, facing SEC compliance issues, or dealing with securities litigation. Early involvement allows us to structure transactions properly and avoid costly mistakes.
What is the process for going public?
Going public involves preparing registration statements, completing financial audits, implementing corporate governance structures, conducting due diligence, filing with the SEC, and coordinating with underwriters and exchanges. The process typically takes 6-12 months depending on the complexity and readiness of your company.
How do I know if my company is ready to go public?
Companies ready to go public typically have strong financial performance, audited financials, solid corporate governance, experienced management, a compelling growth story, and the ability to meet ongoing reporting obligations. We can assess your readiness during an initial consultation.
What are the alternatives to a traditional IPO?
Alternatives include direct listings, SPAC mergers, reverse mergers, Regulation A offerings, and private placements under Regulation D. Each option has different requirements, costs, and benefits. We can help you evaluate which path is best for your situation.
What can I expect during an initial consultation in Lexington?
During your confidential initial consultation in Lexington, we'll discuss your securities law needs, review your current situation, assess potential challenges specific to Massachusetts, and outline a clear path forward. We'll explain our process, answer your questions, and determine if we're the right fit for your needs.
Do you work with companies outside of Lexington?
Yes, we represent clients nationwide while maintaining a strong presence in Lexington. Our managing partner handles securities law matters across all 50 states, coordinating with local counsel where state-specific requirements apply.

Need Specific Guidance?

Submit your transaction details for a preliminary assessment by our managing partner

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Ready to Discuss Your Lexington Deal?

Submit transaction details and Alex will respond directly.

Your information is kept strictly confidential and will never be shared. Privacy Policy

M&A Market: Lexington & the Boston Metro

Boston is the global epicenter of biotech and life sciences M&A, with Kendall Square and the Route 128 corridor housing the densest concentration of biotech companies outside San Francisco. Beyond life sciences, the region drives significant deal activity in financial technology, education technology, and defense contracting. The region's deep research university ecosystem (MIT, Harvard, Tufts) produces a steady stream of spinoff companies ripe for acquisition.

Top M&A Sectors Near Lexington

  • Biotech & Pharma
  • Financial Technology
  • Education Technology
  • Healthcare IT
  • Defense & Cybersecurity

Deal Environment

Boston's biotech-heavy deal market means acquirers often face complex IP due diligence involving university licenses, clinical trial data, and FDA regulatory considerations. Competition from large pharma strategic acquirers can push valuations higher for promising targets.

Why Acquire in the Boston Area

Boston's concentration of world-class research institutions and highly educated workforce creates a self-reinforcing ecosystem where acquired companies can access talent, partnerships, and capital unavailable in other markets.

Massachusetts Legal Considerations

Massachusetts enacted the Noncompetition Agreement Act in 2018, limiting non-competes to 12 months and requiring garden leave pay - buyers must evaluate existing employee agreements during due diligence as many pre-2018 agreements may now be unenforceable.

Local Market Context

Lexington M&A Market

Boston-Cambridge-Newton, MA-NH MSA · MSA population 4.9M

MSA Population (2024)

4.9M

U.S. Census Bureau

Top Industry Concentration

  1. 1 life sciences and biotechnology
  2. 2 technology and software
  3. 3 higher education and research

Boston is one of the two leading life sciences and biotechnology M&A markets in the United States, alongside the San Francisco Bay Area. The Kendall Square Cambridge corridor is among the world's densest concentrations of biotech and pharmaceutical R&D. Large pharma buyers regularly acquire Boston-area biotech companies in strategic platform acquisitions. Higher education and financial services add additional M&A dimensions to the market.

Major Lexington Employers and Deal Anchors

  • Mass General Brigham
  • Pfizer (research hub)
  • Moderna
  • Biogen
  • Fidelity Investments
  • Raytheon Technologies

Transit and Logistics

Logan International Airport serves the metro with significant international connectivity. The Port of Boston handles breakbulk and specialty cargo. The MBTA regional rail serves the dense professional services workforce.

Recent Lexington Deal Signal (2024-2025)

Biotech M&A in the Boston-Cambridge corridor remained highly active through 2024, with multiple large-cap pharma buyers completing acquisitions of clinical-stage companies valued between $1 billion and $10 billion. Novo Nordisk's acquisition of Cardior Pharmaceuticals and Eli Lilly's continued platform acquisitions exemplified the pattern.

Source (accessed 2026-04-27)

Local Regulatory Notes for Securities Law

Massachusetts Securities Division is active in enforcement. Cambridge and Boston impose no unusual M&A-specific local rules, but Massachusetts has a non-compete statute that affects deal structure for talent-dependent transactions.

Massachusetts Legal Considerations for Securities Law

Non-Compete Laws

Restricted with 12-month cap and garden leave requirement. Sale-of-business exception.

Filing Requirements

Entity mergers and conversions require filing with the Massachusetts Secretary of the Commonwealth, Corporations Division. The Department of Revenue requires tax waivers for asset purchases. Professional corporations require additional filings with the relevant licensing board.

Key Massachusetts Considerations

  • Massachusetts's Noncompetition Agreement Act requires garden leave pay (50% of highest salary in the last 2 years) during the restricted period, making non-compete retention in acquisitions expensive
  • The 4% millionaire surtax (effective 2023) significantly affects after-tax proceeds for high-value deal principals selling pass-through entities
  • Massachusetts has extensive biotech and life sciences tax incentive programs (MLSC) that can affect valuation of acquired entities with qualifying activities

Massachusetts Bar Authority

Massachusetts Bar Association. Voluntary bar. The Massachusetts Supreme Judicial Court handles attorney admission separately via the Board of Bar Overseers.

Bar association website

Massachusetts Federal and Business Courts

Federal districts: D. Mass.

Business court: Massachusetts Superior Court Business Litigation Session (established 1999) Business Litigation Session (BLS) operates in Suffolk County (Boston); handles complex business disputes. Extended to other counties on an ad hoc basis.

Massachusetts M&A Market Context

Massachusetts is a major M&A market for life sciences, biotechnology, technology, and financial services, with Boston and Cambridge generating significant deal activity.

Watchpoints

Common Lexington Securities Law Pitfalls

These are the items we see derail securities law transactions in the Lexington market. Each one is rooted in current statutory law, recent legislative changes, or recurring patterns from the deals Alex has handled.

1

Massachusetts non-compete enforcement and earn-out exposure

State legal framework

Restricted with 12-month cap and garden leave requirement. Sale-of-business exception.

"Founders get excited about the check amount and focus on valuation headlines while the fine print gets glossed over."
Alex Lubyansky · Alex LinkedIn Published (Notion library)
2

Lexington local regulatory exposure

Local regulatory

Massachusetts Securities Division is active in enforcement. Cambridge and Boston impose no unusual M&A-specific local rules, but Massachusetts has a non-compete statute that affects deal structure for talent-dependent transactions.

3

Massachusetts regulatory framework attorneys flag at LOI

State statute

Securities regulated by Massachusetts Secretary of the Commonwealth Securities Division (sec.state.ma.us). Massachusetts has one of the more active Blue Sky enforcement environments in the U.S.; merit review authority exists for certain offerings. Non-competes are subject to Massachusetts Noncompetition Agreement Act (M.G.L. ch. 149, sec. 24L) requiring salary thresholds, garden leave pay, and prior notice.

Other Securities Lawyer Service Areas Near Lexington

Acquisition Stars represents clients across Massachusetts and nationwide. Alex Lubyansky handles every engagement personally.

Don't see your city? View all Securities Lawyer service areas or contact us directly.

Attorney perspective on securities lawyer matters in Lexington

Alex Lubyansky, Managing Partner at Acquisition Stars
"I've seen people win the negotiation and lose the deal too many times. Both parties have to concede something to gain something. You don't win every battle and then win the war. That's not how it works. The buyer who insists on every protection in the contract often ends up without a counterparty willing to sign. The seller who refuses any indemnification often ends up without a buyer who'll fund. Concession isn't weakness in M&A. It's a structural requirement. The art is knowing which concessions cost nothing and which ones cost the deal. Most negotiators don't do that work. They negotiate every line as if it carries equal weight. The lines that carry the deal are usually three or four out of fifty. Those are the ones to fight on. Everything else is friction."
Alex Lubyansky, Senior Counsel On negotiation (principle) (Leo Landaverde M&A Podcast)

15+ years of M&A and securities transaction experience Senior counsel on every engagement Admitted in Michigan, practicing nationwide

Reviewed by Alex Lubyansky on . Read full bio

Ready to Talk About Your Lexington Deal?

Alex Lubyansky handles every engagement personally. Tell us about your transaction and we will let you know if there is a fit.

Request Engagement Assessment

Tell us about your deal. We review every submission and respond within one business day.

Your information is kept strictly confidential and will never be shared. Privacy Policy

One attorney on every deal. Nationwide. 15+ years of M&A experience.