New Mexico regulates securities under the New Mexico Securities Act of 1986, enforced by the Securities Division of the Regulation and Licensing Department. New Mexico requires registration or exemption for all securities offered or sold in the state.
New Mexico allows registration by coordination, qualification, or notice filing. Reg D Rule 506 offerings require Form D notice filing with the Securities Division. Filing fee is $350.
Understanding the core regulatory framework in New Mexico:
Securities must be registered before offer or sale unless exempt
The Securities Division has authority to investigate and bring enforcement actions
Anti-fraud provisions apply to all securities transactions
Broker-dealers and investment advisers must register
New Mexico provides the following exemptions from full securities registration:
New Mexico imposes civil penalties, criminal penalties including fines and imprisonment, investor rescission rights, and administrative sanctions.
Transactions involving New Mexico-based shareholders require blue sky compliance when stock is used as deal consideration. Acquisition Stars works with independent securities counsel on New Mexico notice filings for multi-state transactions.
Acquisition Stars handles M&A transactions nationwide and works with independent securities counsel on blue sky compliance and securities offerings. Senior attorney Alex Lubyansky provides direct counsel on every M&A engagement. We tell you who would handle your matter before any introduction, and you decide whether to proceed.
Submit your transaction details for a preliminary assessment. We help with the M&A side of the transaction and work with independent securities counsel on multi-state filings for Reg D, Reg A+, and Reg CF offerings involving New Mexico.
Your transaction details are under review. If there is alignment, we will be in touch.
Meanwhile, feel free to call us directly at (248) 266-2790
Common questions about New Mexico blue sky laws and securities compliance
Our managing partner provides selective M&A counsel and works with independent securities counsel on transactions involving New Mexico blue sky law compliance. Submit your transaction details for a preliminary assessment.
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Talk through your transaction with Alex Lubyansky at no cost. Submit your transaction details and the team will confirm next steps.
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