ID

Idaho Blue Sky Laws

Idaho regulates securities under the Idaho Uniform Securities Act, administered by the Idaho Department of Finance, Securities Bureau. Idaho adopted the Uniform Securities Act and requires registration or exemption for securities offered or sold within the state.

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Donald Hateley, Of Counsel for securities law at Acquisition Stars

Donald Hateley

Of Counsel, Securities Law | Acquisition Stars

Donald Hateley serves as Of Counsel to Acquisition Stars for securities law matters. His background includes advising public and private companies on securities transactions, corporate finance, and corporate governance, including public and private equity and debt financings. Admitted to the California bar in 1993, he is a graduate of the University of Southern California Marshall School of Business and Southwestern Law School.

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Idaho Securities Regulatory Overview

Regulatory Body
Idaho Department of Finance, Securities Bureau
Primary Statute
Idaho Uniform Securities Act (Idaho Code 30-14-101 et seq.)

Registration Requirements

Idaho requires registration by coordination, qualification, or notice filing. Reg D Rule 506 offerings require Form D notice filing with the Department of Finance. Filing fee is $50 for notice filings.

Key Provisions of Idaho Securities Law

Understanding the core regulatory framework in Idaho:

1

Securities must be registered before offer or sale in Idaho unless an exemption applies

2

Idaho adopted the 2002 Uniform Securities Act

3

Anti-fraud provisions apply to all securities transactions in Idaho

4

The Department of Finance has authority to investigate and bring enforcement actions

Available Exemptions in Idaho

Idaho provides the following exemptions from full securities registration:

  • Federal covered securities (Reg D Rule 506, Reg A+ Tier 2, exchange-listed) with notice filing
  • Isolated nonissuer transactions
  • Sales to institutional investors
  • Limited offering exemption for sales to no more than 10 persons in Idaho
  • Government and municipal securities

Penalties for Non-Compliance in Idaho

Idaho imposes civil penalties up to $5,000 per violation, criminal penalties including imprisonment up to 3 years, investor rescission rights, and administrative sanctions.

How Idaho Blue Sky Laws Affect Your Transaction

Transactions involving Idaho-based shareholders require blue sky compliance when stock is used as deal consideration. Acquisition Stars works with securities counsel on notice filing for deals with Idaho exposure.

Need Help With a Idaho Securities Transaction?

Acquisition Stars handles M&A transactions nationwide and works with securities counsel on blue sky compliance and securities offerings. Senior attorney Alex Lubyansky provides direct counsel on every M&A engagement. We tell you who would handle your matter before any introduction, and you decide whether to proceed.

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Need Help With a Idaho Securities Transaction?

Submit your transaction details for a preliminary assessment. We help with the M&A side of the transaction and work with securities counsel on multi-state filings for Reg D, Reg A+, and Reg CF offerings involving Idaho.

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Frequently Asked Questions

Common questions about Idaho blue sky laws and securities compliance

What is Idaho's Reg D filing fee?
Idaho charges $50 for Reg D Rule 506 notice filings with the Department of Finance.
Who regulates securities in Idaho?
The Securities Bureau of the Idaho Department of Finance enforces Idaho's securities laws.
Does Idaho follow the Uniform Securities Act?
Yes. Idaho adopted the 2002 Uniform Securities Act as the basis for its securities regulatory framework.

Blue Sky Laws in Nearby States

Washington Blue Sky Laws WA
Oregon Blue Sky Laws OR
Montana Blue Sky Laws MT
Wyoming Blue Sky Laws WY
Utah Blue Sky Laws UT
View all 50 state blue sky law guides →

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Need Help With Securities Compliance in Idaho?

Our managing partner provides selective M&A counsel and works with securities counsel on transactions involving Idaho blue sky law compliance. Submit your transaction details for a preliminary assessment.

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